DFX Intelligence

R••••• J••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

R••••• J••••• S••••••••

Advisor at I•••••••• A••••••• S••••••••

Columbia, MO | DALLAS, TX

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Search this name across graphsid dfx:ria:ca8d88ee-b8bf-b3dd-e559-61ab9212a7ca

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A••••••• S••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A••••••• S••••••••	Independent wealth	Sep 5, 2024	n/a	yes	DALLAS, TX\|Columbia, MO	Current employment
W• W••••• P••••••• L••	Former SEC adviser	Jun 30, 2021	Mar 27, 2025	no	COLUMBIA, MO\|COLUMBIA, MO\|Columbia, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W• W••••• P••••••• L••	I•••••••• A••••••• S••••••••	Mar 27, 2025	Sep 5, 2024	-203	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
306951:288817:MO:2025-03-27	Mar 27, 2025	Sep 5, 2024	COLUMBIA, MO	Firm change after gap

Relationships

Registered with (2)

→ I•••••••• A••••••• S••••••••Registered adviserregistration: current employment
Sep 5, 2024 to presentfactForm ADV
→ W• W••••• P••••••• L••Registered adviserregistration: previous registration
Jun 30, 2021 to Mar 27, 2025factForm ADV

Dated events

Occurred
Mar 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ca8d88ee-b8bf-b3dd-e559-61ab9212a7ca
First observed: Jun 30, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.