DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
EXTON, PA | Exton, PA | Phoenixville, PA | MINNETONKA, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | n/a | yes | EXTON, PA|Phoenixville, PA | Current employment |
| ADVISORNET WEALTH PARTNERS | Independent wealth | Dec 1, 2022 | n/a | yes | Exton, PA|MINNETONKA, MN | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Feb 8, 2021 | Jul 27, 2021 | no | EXTON, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 2, 2014 | Jan 29, 2021 | no | WAYNE, PA|WAYNE, PA|WAYNE, PA|BLUE BELL, PA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | May 15, 2008 | Aug 22, 2014 | no | PLYMOUTH MEETING, PA|PLYMOUTH MEETING, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | ADVISORNET WEALTH PARTNERS | Jul 27, 2021 | Dec 1, 2022 | 492 | Firm change after gap | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | OSAIC FA, INC. | Jan 29, 2021 | Feb 8, 2021 | 10 | Firm change | Wirehouse to ibd |
| MSI FINANCIAL SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 22, 2014 | Sep 2, 2014 | 11 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:113074:PA:2021-07-27 | Jul 27, 2021 | Dec 1, 2022 | EXTON, PA | Firm change after gap |