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T••• G• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

T••• G• K•••••

Advisor at P•• A•••••••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:caa7e0f9-6ec2-f2de-ef6d-1e2c6f7da521

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 19, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•• A•••••••	Independent wealth	May 18, 2015	n/a	yes	PHOENIX, AZ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 17, 2009	Dec 23, 2016	no	ALBUQUERQUE, NM\|SURPRISE, AZ\|GLENDALE, AZ\|SURPRISE, AZ\|GELNDALE, AZ\|CHINO VALLEY, AZ\|GLENDALE, AZ\|TEMPE, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|ALBUQUERQUE, NM

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	P•• A•••••••	Dec 23, 2016	May 18, 2015	-585	Firm change after gap	Other
E••••• J••••	L•• F•••••••• L••	Aug 19, 2009

Relationships

Registered with (3)

→ P•• A•••••••Registered adviserregistration: current employment
May 18, 2015 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 17, 2009 to Dec 23, 2016factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 19, 2008 to Aug 19, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:caa7e0f9-6ec2-f2de-ef6d-1e2c6f7da521
First observed: Mar 19, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.