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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

93 FINANCIAL GROUP, LLC

CRD 144235

WOBURN, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:caafb54f-101a-6e9e-2a54-d14b10f6a138

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: May 13, 2013 to Mar 23, 2026
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $900MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $900M
Private client RAUM: $900MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $180Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2,466
Individual clients: 873
High net worth clients: 302
SEC number: 801-78076
CRD: 144235
Filings on the tape: 25
First filed: May 13, 2013
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, MA
Website: 93fg.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PAUL JOSEPH WELCH	n/a	WOBURN, MA	18	33	1	no
LAWRENCE EUGENE WELCH	n/a	WOBURN, MA	18	32	1	no
JOHN ALAN WELCH	n/a	WOBURN, MA	18	26	1	no
JAMES THOMAS WELCH	n/a	WOBURN, MA	18	23	n/a	no
DAVID ROBERT BAKER	n/a	WOBURN, MA	8	26	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WELCH, LAWRENCE, EUGENE	PRINCIPAL / MANAGING MEMBER	D	yes	08/2003	May 13, 2013	Mar 28, 2024
WELCH, PAUL, JOSEPH	PRINCIPAL / MANAGING MEMBER	D	yes	08/2003	May 13, 2013	Mar 28, 2024
WELCH, JOHN, ALAN	CHIEF COMPLIANCE OFFICER	Na	no	12/2017	May 13, 2013	Mar 28, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$900M	$900M	8	5	0	n/a	n/a
2024	Mar 14, 2025	$780M	$780M	8	5	0	n/a	n/a
2023	Mar 28, 2024	$639M	$639M	8	5	0	n/a	n/a
2022	Mar 6, 2023	$564M	$564M	8	5	0	n/a	n/a
2021	Mar 27, 2022	$629M	$629M	8	5	0	n/a	n/a
2020	Feb 8, 2021	$532M	$532M	9	5	0	n/a	n/a
2019	Mar 23, 2020	$440M	$440M	9	5	0	n/a	n/a
2018	Feb 25, 2019	$335M	$335M	8	5	0	n/a	n/a
2017	Mar 28, 2018	$326M	$326M	7	4	0	n/a	n/a
2016	Mar 21, 2017	$243M	$243M	8	5	n/a	n/a	n/a
2015	Feb 9, 2016	$196M	$196M	7	4	n/a	n/a	n/a
2014	Feb 6, 2015	$171M	$171M	6	4	n/a	n/a	n/a
2013	Feb 20, 2014	$134M	$134M	6	4	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$900M	$780M	15.3%	$564M	16.9%	8	8	0	0

Relationships

Registered with (5)

← DAVID ROBERT BAKERAdvisorregistration: current employment
Apr 13, 2018 to presentfactForm ADV
← PAUL JOSEPH WELCHAdvisorregistration: current employment
Feb 15, 2008 to presentfactForm ADV
← LAWRENCE EUGENE WELCHAdvisorregistration: current employment
Feb 15, 2008 to presentfactForm ADV
← JOHN ALAN WELCHAdvisorregistration: current employment
Feb 15, 2008 to presentfactForm ADV
← JAMES THOMAS WELCHAdvisorregistration: current employment
Feb 15, 2008 to presentfactForm ADV

Controls (2)

← WELCH, PAUL, JOSEPHOwnerPRINCIPAL / MANAGING MEMBER, ownership code D, individual
May 13, 2013 to Mar 28, 2024factForm ADV
← WELCH, LAWRENCE, EUGENEOwnerPRINCIPAL / MANAGING MEMBER, ownership code D, individual
May 13, 2013 to Mar 28, 2024factForm ADV

Owns (1)

← WELCH, JOHN, ALANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 13, 2013 to Mar 28, 2024factForm ADV

Dated events

Occurred
Mar 23, 2020
Regulatory AUM changed
93 Financial Group, Llc reported RAUM $440.4M, up 31% from $335.4M (2019-05-01 to 2020-03-23)
Form ADVobserved 4 days ago
$105M
Occurred
May 13, 2013
First Form ADV filing
93 Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:caafb54f-101a-6e9e-2a54-d14b10f6a138
First observed: May 13, 2013
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

93 FINANCIAL GROUP, LLC

CRD 144235

WOBURN, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:caafb54f-101a-6e9e-2a54-d14b10f6a138

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PAUL JOSEPH WELCH

n/a

WOBURN, MA

LAWRENCE EUGENE WELCH

n/a

WOBURN, MA

JOHN ALAN WELCH

n/a

WOBURN, MA

JAMES THOMAS WELCH

n/a

WOBURN, MA

n/a

DAVID ROBERT BAKER

n/a

WOBURN, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WELCH, LAWRENCE, EUGENE

PRINCIPAL / MANAGING MEMBER

yes

08/2003

May 13, 2013

Mar 28, 2024

WELCH, PAUL, JOSEPH

PRINCIPAL / MANAGING MEMBER

yes

08/2003

May 13, 2013

Mar 28, 2024

WELCH, JOHN, ALAN

CHIEF COMPLIANCE OFFICER

12/2017

May 13, 2013

Mar 28, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$900M

n/a

2024

Mar 14, 2025

$780M

n/a

2023

Mar 28, 2024

$639M

n/a

2022

Mar 6, 2023

$564M

n/a

2021

Mar 27, 2022

$629M

n/a

2020

Feb 8, 2021

$532M

n/a

2019

Mar 23, 2020

$440M

n/a

2018

Feb 25, 2019

$335M

n/a

2017

Mar 28, 2018

$326M

n/a

2016

Mar 21, 2017

$243M

n/a

2015

Feb 9, 2016

$196M

n/a

2014

Feb 6, 2015

$171M

n/a

2013

Feb 20, 2014

$134M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$900M

$780M

15.3%

$564M

16.9%