DFX Intelligence

Data Factory

RIA / WealthAdvisor26 years in industry

DAVID ROBERT BAKER

Advisor at 93 FINANCIAL GROUP, LLC

WOBURN, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8db2194-7e9f-4975-c94e-e29319c8c5a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 17, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 93 FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 28, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 28, 2000
First registration: Aug 17, 2011
Dual registered: no
Other names: David Robert Baker|David Baker|DAVID R. BAKER
IAPD individual key: 4119803

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
93 FINANCIAL GROUP, LLC	Independent wealth	Apr 13, 2018	n/a	yes	WOBURN, MA	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 29, 2016	Mar 12, 2018	no	CHELMSFORD, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 3, 2014	Aug 11, 2016	no	RIVERSIDE, RI\|RIVERSIDE, RI	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jun 3, 2013	Oct 10, 2014	no	BRAINTREE, MA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 17, 2011	Aug 20, 2012	no	WALTHAM, MA\|WAYLAND, MA\|NEW YORK, NY\|WAYLAND, MA\|NEEDHAM, MA\|NEEDHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	93 FINANCIAL GROUP, LLC	Mar 12, 2018	Apr 13, 2018	32	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 11, 2016	Aug 29, 2016	18	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 10, 2014	Dec 3, 2014	54	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	VOYA FINANCIAL ADVISORS, INC.	Aug 20, 2012	Jun 3, 2013	287	Firm change	Other

Relationships

Registered with (4)

→ 93 FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Apr 13, 2018 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Aug 29, 2016 to Mar 12, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 3, 2014 to Aug 11, 2016factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 3, 2013 to Oct 10, 2014factForm ADV

Dated events

No dated event names this entity yet.