DFX Intelligence

H••• A•••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

H••• A•••• A••••

Advisor at E•• P•••••• W••••• M••••••••• ••••••••• C••••

MIAMI, FL

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Search this name across graphsid dfx:ria:cab029e6-ae74-0c61-fa26-fb8f2ecee83d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• P•••••• W••••• M••••••••• ••••••••• C••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• P•••••• W••••• M••••••••• ••••••••• C••••	Mixed wealth	Aug 23, 2012	n/a	yes	MIAMI, FL	Current employment
E•• C•••••• A••••••• L••	Former SEC adviser	Feb 22, 2008	Aug 23, 2012	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•• C•••••• A••••••• L••	E•• P•••••• W••••• M••••••••• ••••••••• C••••	Aug 23, 2012	Aug 23, 2012	0	Firm change	Other
E•• C•••••• I••••••••• L••	E•• C•••••• A••••••• L••	Dec 20, 2005	Feb 22, 2008

Relationships

Registered with (3)

→ E•• P•••••• W••••• M••••••••• ••••••••• C••••Registered adviserregistration: current employment
Aug 23, 2012 to presentfactForm ADV
→ E•• C•••••• A••••••• L••Registered adviserregistration: previous registration
Feb 22, 2008 to Aug 23, 2012factForm ADV
→ E•• C•••••• I••••••••• L••Registered adviserregistration: previous registration
Oct 23, 2002 to Dec 20, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cab029e6-ae74-0c61-fa26-fb8f2ecee83d
First observed: Oct 23, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.