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Advisor at STEWARD CAPITAL LLC.
BELLEVUE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STEWARD CAPITAL LLC. | State registered | Jul 17, 2024 | n/a | yes | BELLEVUE, WA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 24, 2011 | May 28, 2015 | no | BELLEVUE, WA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Nov 6, 2010 | Dec 10, 2010 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | STEWARD CAPITAL LLC. | May 28, 2015 | Jul 17, 2024 | 3,338 | Firm change after gap | Ibd to state RIA |
| EQUITABLE ADVISORS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 10, 2010 | Jan 24, 2011 | 45 | Firm change | Ibd to ibd |