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J••••• F•••••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

J••••• F•••••••• M••••••••

Advisor at L•••• A•••• M•••••••••

LAFAYETTE, CA

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Search this name across graphsid dfx:ria:cac681a3-dd15-65a2-f4b9-d39c5bfe012d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• A•••• M•••••••••	Independent wealth	May 2, 2025	n/a	yes	LAFAYETTE, CA	Current employment
B•••••••• I••••••••• M••••••••• L••	Asset manager	Sep 29, 2006	Jan 26, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• I••••••••• M••••••••• L••	L•••• A•••• M•••••••••	Jan 26, 2021	May 2, 2025	1,557	Firm change after gap	Other
M•••••• L•••• I••••••••• M••••••• L•	B•••••••• I••••••••• M••••••••• L••	Sep 29, 2006

Relationships

Registered with (3)

→ L•••• A•••• M•••••••••Registered adviserregistration: current employment
May 2, 2025 to presentfactForm ADV
→ B•••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 29, 2006 to Jan 26, 2021factForm ADV
→ M•••••• L•••• I••••••••• M••••••• L•Registered adviserregistration: previous registration
Dec 27, 2001 to Sep 29, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cac681a3-dd15-65a2-f4b9-d39c5bfe012d
First observed: Dec 27, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.