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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LEWIS ASSET MANAGEMENT

LEWIS ASSET MANAGEMENT, LLC, CRD 143409

LAFAYETTE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1563f204-18ae-3c24-9b4e-182704ab44d7

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 7, 2011 to May 20, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $387MItem 5.F on the latest filing (2026-05-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $383M
Private client RAUM: $385MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $77.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 631
Individual clients: 167
High net worth clients: 109
Custody, client assets: $105M
SEC number: 801-119399
CRD: 143409
Filings on the tape: 29
First filed: Nov 7, 2011
Latest filed: May 20, 2026
Organised: Limited Liability Company, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DAVID WILLIAM LEWIS	n/a	LAFAYETTE, CA	19	29	1	no
ERIC PAUL APOSHIAN	n/a	Pittston, PA \| LAFAYETTE, CA	9	30	1	no
MARK PHILLIPS	n/a	Pittston, PA \| LAFAYETTE, CA	9	23	2	no
DAVID WISSINGER	n/a	LAFAYETTE, CA	1	25	n/a	no
JOSEPH FREDERICK MCDONOUGH	n/a	LAFAYETTE, CA	1	33	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEWIS, DAVID, WILLIAM	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	02/2007	Nov 7, 2011	Nov 25, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Pittston	Pa	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 13, 2026	$387M	$383M	5	5	1	n/a	n/a
2024	Jan 29, 2025	$214M	$210M	3	3	1	n/a	n/a
2023	Mar 5, 2024	$176M	$167M	3	3	1	n/a	n/a
2022	Mar 8, 2023	$154M	$138M	3	3	1	n/a	n/a
2021	Feb 28, 2022	$141M	$136M	3	3	1	n/a	n/a
2020	Mar 8, 2021	$118M	$112M	3	3	1	n/a	n/a
2011	Mar 19, 2012	$37.8M	$33.5M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$387M	$214M	80.6%	$154M	36.1%	5	3	1	1

Relationships

Registered with (6)

← DAVID WISSINGERAdvisorregistration: current employment
May 2, 2025 to presentfactForm ADV
← JOSEPH FREDERICK MCDONOUGHAdvisorregistration: current employment
May 2, 2025 to presentfactForm ADV
← ERIC PAUL APOSHIANAdvisorregistration: current employment
Jun 10, 2017 to presentfactForm ADV
← MARK PHILLIPSAdvisorregistration: current employment
Jun 10, 2017 to presentfactForm ADV
← DAVID WILLIAM LEWISAdvisorregistration: current employment
May 1, 2007 to presentfactForm ADV
← John ClearyAdvisorregistration: previous registration
Mar 1, 2011 to Jun 7, 2011factForm ADV

Controls (1)

← LEWIS, DAVID, WILLIAMOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 7, 2011 to Nov 25, 2024factForm ADV

Dated events

Occurred
Jan 13, 2026
Regulatory AUM changed
Lewis Asset Management reported RAUM $387.1M, up 81% from $214.3M (2025-09-05 to 2026-01-13)
Form ADVobserved 6 days ago
$173M
Occurred
Aug 5, 2020
First Form ADV filing
Lewis Asset Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1563f204-18ae-3c24-9b4e-182704ab44d7
First observed: Nov 7, 2011
Last observed: May 20, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEWIS ASSET MANAGEMENT

LEWIS ASSET MANAGEMENT, LLC, CRD 143409

LAFAYETTE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1563f204-18ae-3c24-9b4e-182704ab44d7

Data as of May 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DAVID WILLIAM LEWIS

n/a

LAFAYETTE, CA

ERIC PAUL APOSHIAN

n/a

Pittston, PA | LAFAYETTE, CA

MARK PHILLIPS

n/a

Pittston, PA | LAFAYETTE, CA

DAVID WISSINGER

n/a

LAFAYETTE, CA

n/a

JOSEPH FREDERICK MCDONOUGH

n/a

LAFAYETTE, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEWIS, DAVID, WILLIAM

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

02/2007

Nov 7, 2011

Nov 25, 2024

City

State

Country

Employees

Also broker-dealer

Pittston

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 13, 2026

$387M

$383M

n/a

2024

Jan 29, 2025

$214M

$210M

n/a

2023

Mar 5, 2024

$176M

$167M

n/a

2022

Mar 8, 2023

$154M

$138M

n/a

2021

Feb 28, 2022

$141M

$136M

n/a

2020

Mar 8, 2021

$118M

$112M

n/a

2011

Mar 19, 2012

$37.8M

$33.5M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$387M

$214M

80.6%

$154M

36.1%