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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

GALAPAGOS ADVISORY LLC

CRD 322042

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cac75d03-711a-883f-1a70-a77fc1d244b4

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 7
On other graphs: 0
Observed: May 27, 2022 to Mar 31, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.2 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $396MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $183M
Private client RAUM: $78.2MderivedItem 5.D individuals plus high net worth individuals
Private client share: 20%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $66.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 210
Individual clients: 69
High net worth clients: 16
SEC number: 801-129546
CRD: 322042
Filings on the tape: 14
First filed: May 27, 2022
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: galapagoscapital.us

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARCELO BARBOSA LIMA	n/a	MIAMI, FL	2	13	n/a	yes
PHILLIPE MURATORIO SAVOIA	n/a	MIAMI, FL	1	12	n/a	no
Marcelo Furlan Nasser	n/a	MIAMI, FL \| Sao Paulo	1	11	n/a	no
MARIA VICTORIA BAGGIO CARDOSO	n/a	MIAMI, FL	0	12	n/a	no
Ana Luisa Magalhaes Paes	n/a	MIAMI, FL	0	11	n/a	no
Fabio Ruggiero Cristino	n/a	MIAMI, FL	0	16	3	no
Isabela Sverner Arruda	n/a	MIAMI, FL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARVALHO, BRUNO, DE ARRUDA	SENIOR MANAGING MEMBER	Na	yes	05/2022	May 27, 2022	Aug 21, 2024
GALAPAGOS CAPITAL CONTROL PARTICIPACOES SA	INDIRECT OWNER	E	yes	02/2022	May 27, 2022	Aug 21, 2024
GALAPAGOS INTERNATIONAL, LLC	Owner	E	yes	05/2022	May 27, 2022	Aug 21, 2024
LEE, GUILHERME	CHIEF COMPLIANCE OFFICER	Na	yes	01/2024	Jan 22, 2024	Aug 21, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLC	n/a	Asset manager	$45.4M	N	yes	n/a
GALAPAGOS CAPITAL INVESTIMENTOS E PARTICIPAC?ES LTDA	n/a	n/a	n/a	N	yes	n/a
GALAPAGOS WEALTH MANAGEMENT GEST?O DE INVESTIMENTOS LTDA	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$396M	$183M	8	6	0	n/a	n/a
2023	Mar 27, 2024	$107M	$54.4M	6	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	16.7%	1	1	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$396M	n/a	n/a	n/a	n/a	8	n/a	0	n/a

Relationships

Registered with (8)

← Fabio Ruggiero CristinoAdvisorregistration: current employment
Jun 23, 2026 to presentfactForm ADV
← Ana Luisa Magalhaes PaesAdvisorregistration: current employment
Apr 28, 2026 to presentfactForm ADV
← MARIA VICTORIA BAGGIO CARDOSOAdvisorregistration: current employment
Jan 8, 2026 to presentfactForm ADV
← Marcelo Furlan NasserAdvisorregistration: current employment
Sep 17, 2025 to presentfactForm ADV
← PHILLIPE MURATORIO SAVOIAAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MARCELO BARBOSA LIMAAdvisorregistration: current employment
Aug 10, 2024 to presentfactForm ADV
← Renato Mathias TicoulatAdvisorregistration: previous registration
Aug 18, 2023 to Aug 7, 2026factForm ADV
← Elizangela De Liz hartwellAdvisorregistration: previous registration
Feb 17, 2023 to Aug 11, 2023factForm ADV

Affiliated with (2)

← GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (4)

← CARVALHO, BRUNO, DE ARRUDAOwnerSENIOR MANAGING MEMBER, ownership code NA, individual
May 27, 2022 to Aug 21, 2024factForm ADV
← LEE, GUILHERMEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jan 22, 2024 to Aug 21, 2024factForm ADV
← GALAPAGOS CAPITAL CONTROL PARTICIPACOES SAOwnerINDIRECT OWNER, ownership code E, foreign entity
May 27, 2022 to Aug 21, 2024factForm ADV
← GALAPAGOS INTERNATIONAL, LLCOwnerOWNER, ownership code E, domestic entity
May 27, 2022 to Aug 21, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 7, 2026
Advisor changed firm
Renato Mathias Ticoulat left Galapagos Advisory Llc for Ubs Financial Services Inc. (registered 2026-08-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2026
Regulatory AUM changed
Galapagos Advisory Llc reported RAUM $395.7M, up 44% from $274.9M (2025-10-21 to 2026-03-31)
Form ADVobserved 6 days ago
$121M
Occurred
May 1, 2025
Regulatory AUM changed
Galapagos Advisory Llc reported RAUM $274.9M, up 158% from $106.6M (2024-08-21 to 2025-05-01)
Form ADVobserved 6 days ago
$168M
Occurred
Jan 22, 2024
Control person joined
Gilherme Lee (Chief Compliance Officer) appeared on Schedule A of Galapagos Advisory Llc
Form ADVobserved 6 days ago
Occurred
Aug 11, 2023
Advisor changed firm
Elizangela De Liz Hartwell left Galapagos Advisory Llc for Creand Management (registered 2025-05-21)
Form ADVobserved 6 days ago
Occurred
May 27, 2022
First Form ADV filing
Galapagos Advisory Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Sep 15, 2026
Isabela Sverner Arruda registered as an investment adviser representative at Galapagos Advisory Llc

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cac75d03-711a-883f-1a70-a77fc1d244b4
First observed: May 27, 2022
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GALAPAGOS ADVISORY LLC

CRD 322042

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cac75d03-711a-883f-1a70-a77fc1d244b4

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARCELO BARBOSA LIMA

n/a

MIAMI, FL

n/a

yes

PHILLIPE MURATORIO SAVOIA

n/a

MIAMI, FL

n/a

Marcelo Furlan Nasser

n/a

MIAMI, FL | Sao Paulo

n/a

MARIA VICTORIA BAGGIO CARDOSO

n/a

MIAMI, FL

n/a

Ana Luisa Magalhaes Paes

n/a

MIAMI, FL

n/a

Fabio Ruggiero Cristino

n/a

MIAMI, FL

Isabela Sverner Arruda

n/a

MIAMI, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARVALHO, BRUNO, DE ARRUDA

SENIOR MANAGING MEMBER

yes

05/2022

May 27, 2022

Aug 21, 2024

GALAPAGOS CAPITAL CONTROL PARTICIPACOES SA

INDIRECT OWNER

yes

02/2022

May 27, 2022

Aug 21, 2024

GALAPAGOS INTERNATIONAL, LLC

Owner

yes

05/2022

May 27, 2022

Aug 21, 2024

LEE, GUILHERME

CHIEF COMPLIANCE OFFICER

yes

01/2024

Jan 22, 2024

Aug 21, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

GALAPAGOS GLOBAL CAPITAL MANAGEMENT LLC

n/a

Asset manager

$45.4M

yes

n/a

GALAPAGOS CAPITAL INVESTIMENTOS E PARTICIPAC?ES LTDA

n/a

yes

n/a

GALAPAGOS WEALTH MANAGEMENT GEST?O DE INVESTIMENTOS LTDA

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$396M

$183M

n/a

2023

Mar 27, 2024

$107M

$54.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

16.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$396M

n/a