DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Galapagos Advisory LLC
Latest filing Mar 31, 2026
First filing on the tape May 27, 2022 · 14 filings
SEC status approved since Feb 22, 2024
RAUM
$396M
reported, Item 5.F
Discretionary
46%
of RAUM
Private clients
20%
$78.2M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$66.0M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$396M as of Mar 31, 2026
Mar 27, 2024$107M then
HNW client RAUM$61.5M as of Mar 31, 2026
Mar 27, 2024$27.1M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
Mar 27, 20242 then
Employees (5.A)8 as of Mar 31, 2026
Mar 27, 20246 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $56.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $1.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 46%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$318M80%
- High-net-worth individuals$61.5M16%
- Individuals$16.7M4.2%
- Individual clients
- 69reported
- HNW clients
- 16reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 210reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.2 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Marcelo Barbosa Lima | Miami, Fl | Aug 10, 2024 | 13 y | 0 |
| Phillipe Muratorio Savoia | Miami, Fl | Jan 1, 2025 | 12 y | 0 |
| Marcelo Furlan Nasser | Miami, Fl | Sep 17, 2025 | 11 y | 0 |
| Maria Victoria Baggio Cardoso | Miami, Fl | Jan 8, 2026 | 12 y | 0 |
| Ana Luisa Magalhaes Paes | Miami, Fl | Apr 28, 2026 | 11 y | 0 |
| Fabio Ruggiero Cristino | Miami, Fl | Jun 23, 2026 | 16 y | 3 |
| Isabela Sverner Arruda | Miami, Fl | Sep 15, 2026 | 10 y | 0 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 17% of current headcount1 left over 36 months
Left, latest
- Renato Mathias Ticoulat to UBS Financial Services Inc.Aug 7, 2026 · Other
- Elizangela De Liz Hartwell to Creand ManagementAug 11, 2023 · RIA to RIA
Joined, latest
- Fabio Ruggiero Cristino from J.P. Morgan Securities LLCJun 23, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- De Arruda Bruno Carvalho · Senior Managing Membercontrolsince 05/2022 · owns less than 5%
- Guilherme Lee · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
Entity owners
- Galapagos International, LLC · Ownerdirect · owns 75% or more
- Galapagos Capital Control Participacoes Sa · Indirect Ownerindirect · owns 75% or more of Galapagos International, LLC
Related persons
Schedule D 7.A
- Galapagos Capital Investimentos E Participac?Es Ltdainvestment adviserpooled vehicle sponsorn
- Galapagos Global Capital Management LLCinvestment adviserpooled vehicle sponsornRAUM $45.4M
- Galapagos Wealth Management Gest?O De Investimentos Ltdainvestment adviserpooled vehicle sponsorn
Advisers that list Galapagos Advisory LLC as a related person
- 326890 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 7 | 5 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 170 to 210Oct 21, 2025 to Mar 31, 2026
- Corporate clients · 106 to 125Oct 21, 2025 to Mar 31, 2026
- HNW clients · 17 to 16Oct 21, 2025 to Mar 31, 2026
- Individual clients · 47 to 69Oct 21, 2025 to Mar 31, 2026
- Employees · 9 to 8Oct 21, 2025 to Mar 31, 2026
- Discretionary RAUM · $175M to $183MOct 21, 2025 to Mar 31, 2026
- HNW RAUM · $53.9M to $61.5MOct 21, 2025 to Mar 31, 2026
- Individual RAUM · $16.6M to $16.7MOct 21, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $100M to $212MOct 21, 2025 to Mar 31, 2026
- RAUM · $275M to $396MOct 21, 2025 to Mar 31, 2026
- Advisory employees · 4 to 6May 1, 2025 to Oct 21, 2025
- Employees · 8 to 9May 1, 2025 to Oct 21, 2025
- Financial planning clients · 0 to 0May 1, 2025 to Oct 21, 2025
- State-registered IARs · 4 to 6May 1, 2025 to Oct 21, 2025
- Accounts · 65 to 170Aug 21, 2024 to May 1, 2025
- Advisory employees · 2 to 4Aug 21, 2024 to May 1, 2025
- Advisory activities · 3 to 4Aug 21, 2024 to May 1, 2025
- BD registered reps · 0 to 1Aug 21, 2024 to May 1, 2025
- Corporate clients · 43 to 106Aug 21, 2024 to May 1, 2025
- HNW clients · 22 to 17Aug 21, 2024 to May 1, 2025
- Individual clients · unset to 47.0Aug 21, 2024 to May 1, 2025
- Employees · 6 to 8Aug 21, 2024 to May 1, 2025
- State-registered IARs · 2 to 4Aug 21, 2024 to May 1, 2025
- Discretionary RAUM · $54.4M to $175MAug 21, 2024 to May 1, 2025
- HNW RAUM · $27.1M to $53.9MAug 21, 2024 to May 1, 2025
- Individual RAUM · unset to 16579602.0Aug 21, 2024 to May 1, 2025
- Non-discretionary RAUM · $52.3M to $100MAug 21, 2024 to May 1, 2025
- RAUM · $107M to $275MAug 21, 2024 to May 1, 2025
- Related broker-dealer · false to trueAug 21, 2024 to May 1, 2025
- HNW RAUM · $30.4M to $27.1MJan 22, 2024 to Mar 27, 2024
- Accounts · 4 to 65Mar 23, 2023 to Jan 22, 2024
- Advisory employees · 1 to 2Mar 23, 2023 to Jan 22, 2024
- Corporate clients · unset to 43.0Mar 23, 2023 to Jan 22, 2024
- HNW clients · unset to 22.0Mar 23, 2023 to Jan 22, 2024
- Assets in custody · 3926555.0 to unsetMar 23, 2023 to Jan 22, 2024
- Custody of client assets · true to falseMar 23, 2023 to Jan 22, 2024
- Employees · 5 to 6Mar 23, 2023 to Jan 22, 2024
- State-registered IARs · 0 to 2Mar 23, 2023 to Jan 22, 2024
- Discretionary RAUM · $2.3M to $54.4MMar 23, 2023 to Jan 22, 2024
- HNW RAUM · $2.3M to $30.4MMar 23, 2023 to Jan 22, 2024
Signals
7 dated events
- Isabela Sverner Arruda registered as an investment adviser representative at Galapagos Advisory LlcSep 15, 2026 · Advisor registered · fact
- Renato Mathias Ticoulat left Galapagos Advisory Llc for Ubs Financial Services Inc. (registered 2026-08-20)Aug 7, 2026 · Advisor changed firm · fact
- Galapagos Advisory Llc reported RAUM $395.7M, up 44% from $274.9M (2025-10-21 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Galapagos Advisory Llc reported RAUM $274.9M, up 158% from $106.6M (2024-08-21 to 2025-05-01)May 1, 2025 · RAUM change · derived
- Gilherme Lee (Chief Compliance Officer) appeared on Schedule A of Galapagos Advisory LlcJan 22, 2024 · Control person joined · fact
- Elizangela De Liz Hartwell left Galapagos Advisory Llc for Creand Management (registered 2025-05-21)Aug 11, 2023 · Advisor changed firm · fact
- Galapagos Advisory Llc filed its initial SEC registration (Form ADV)May 27, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- galapagoscapital.us/advisory.htmlreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 3055155878reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026