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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

CHRISTOPHER LAWRENCE CLELAND

Advisor at INTEGRITY ALLIANCE, LLC

Farmington, CT | URBANDALE, IA | farmington, CT

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Search this name across graphsid dfx:ria:caca6932-0442-29f5-d74b-09de011b06ab

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Oct 13, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INTEGRITY ALLIANCE, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 30, 2004
First registration: Oct 13, 2004
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER CLELAND
IAPD individual key: 4731314

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Sep 23, 2022	n/a	yes	URBANDALE, IA\|farmington, CT\|Farmington, CT	Current employment
CAPITAL ANALYSTS	Bd affiliated wealth	May 20, 2015	Sep 26, 2022	no	FARMINGTON, CT	Previous registration
LINCOLN INVESTMENT	Independent wealth	Jan 28, 2015	Sep 26, 2022	no	FARMINGTON, CT\|Fort Washington, PA	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 4, 2012	Oct 15, 2014	no	Hamden, CT	Previous registration
ETICO WEALTH MANAGEMENT LLC	Former SEC adviser	Nov 14, 2011	Nov 16, 2011	no	SARATOGA SPRINGS, NY	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 29, 2010	Nov 23, 2011	no	GLASTONBURY, CT	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Aug 22, 2008	Jun 22, 2010	no	FARMINGTON, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 13, 2004	Aug 13, 2008	no	GLASTONBURY, CT\|WETHERSFIELD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL ANALYSTS	INTEGRITY ALLIANCE, LLC	Sep 26, 2022	Sep 23, 2022	-3	Firm change	Ibd to RIA
LINCOLN INVESTMENT	CAPITAL ANALYSTS	Sep 26, 2022	May 20, 2015	-2,686	Firm change after gap	Other
MML INVESTORS SERVICES, LLC	LINCOLN INVESTMENT	Oct 15, 2014	Jan 28, 2015	105	Firm change	Other
MSI FINANCIAL SERVICES, INC.	ETICO WEALTH MANAGEMENT LLC	Nov 23, 2011	Nov 14, 2011	-9	Firm change	Other
ETICO WEALTH MANAGEMENT LLC	MML INVESTORS SERVICES, LLC	Nov 16, 2011	May 4, 2012	170	Firm change	Other
PARK AVENUE SECURITIES LLC	MSI FINANCIAL SERVICES, INC.	Jun 22, 2010	Jun 29, 2010	7	Firm change	Other
MSI FINANCIAL SERVICES, INC.	PARK AVENUE SECURITIES LLC	Aug 13, 2008	Aug 22, 2008	9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
162200:139627:CT:2022-09-26	Sep 26, 2022	Sep 23, 2022	FARMINGTON, CT	Firm change
519:162200:PA:2022-09-26	Sep 26, 2022	May 20, 2015	FORT WASHINGTON, PA	Firm change after gap

Relationships

Registered with (7)

→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: current employment
Sep 23, 2022 to presentfactForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: previous registration
May 20, 2015 to Sep 26, 2022factForm ADV
→ LINCOLN INVESTMENTRegistered adviserregistration: previous registration
Jan 28, 2015 to Sep 26, 2022factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
May 4, 2012 to Oct 15, 2014factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 29, 2010 to Nov 23, 2011factForm ADV
→ ETICO WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 14, 2011 to Nov 16, 2011factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Aug 22, 2008 to Jun 22, 2010factForm ADV

Dated events

Occurred
Sep 26, 2022
Advisor changed firm
Christopher Lawrence Cleland left Capital Analysts for Integrity Alliance, Llc (registered 2022-09-23)
Form ADVobserved 6 days ago
Occurred
Sep 26, 2022
Advisor changed firm
Christopher Lawrence Cleland left Lincoln Investment for Capital Analysts (registered 2015-05-20)
Form ADVobserved 6 days ago