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RIA / WealthAdvisorCertified Financial Planner13 years in industry

MACKENZIE MOEN RICHARDS

Advisor at SK WEALTH MANAGEMENT, LLC

PROVIDENCE, RI

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Search this name across graphsid dfx:ria:cacdfb3f-5174-25f3-d867-b18a67be3b76

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 29, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SK WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Jan 23, 2013
First registration: Jan 29, 2013
Dual registered: no
Other names: MACKENZIE M RICHARDS
IAPD individual key: 6031168

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SK WEALTH MANAGEMENT, LLC	Independent wealth	Feb 28, 2021	n/a	yes	PROVIDENCE, RI	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 15, 2018	Jun 5, 2020	no	North Kingstown, RI\|PROVIDENCE, RI\|Cranston, RI	Previous registration
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jun 27, 2017	Mar 5, 2018	no	NARRAGANSETT, RI\|WESTERLY, RI\|DEEP RIVER, CT	Previous registration
STRATOS WEALTH PARTNERS, LTD	Bd affiliated wealth	Nov 24, 2015	Nov 15, 2016	no	SAN DIEGO, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Dec 6, 2013	Nov 24, 2015	no	SAN DIEGO, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 29, 2013	Dec 2, 2013	no	TAUNTON, MA\|ATTLEBORO, MA\|NORTH KINGSTON, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	SK WEALTH MANAGEMENT, LLC	Jun 5, 2020	Feb 28, 2021	268	Firm change	Ibd to RIA
CITIZENS SECURITIES, INC.	COMMONWEALTH FINANCIAL NETWORK	Mar 5, 2018	Mar 15, 2018	10	Firm change	Ibd to ibd
STRATOS WEALTH PARTNERS, LTD	CITIZENS SECURITIES, INC.	Nov 15, 2016	Jun 27, 2017	224	Firm change	Other
WELLS FARGO ADVISORS	STRATOS WEALTH PARTNERS, LTD	Nov 24, 2015	Nov 24, 2015	0	Firm change	Other
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Dec 2, 2013	Dec 6, 2013	4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:153184:CA:2015-11-24	Nov 24, 2015	Nov 24, 2015	SAN DIEGO, CA	Firm change

Relationships

Registered with (6)

→ SK WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Feb 28, 2021 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Mar 15, 2018 to Jun 5, 2020factForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jun 27, 2017 to Mar 5, 2018factForm ADV
→ STRATOS WEALTH PARTNERS, LTDRegistered adviserregistration: previous registration
Nov 24, 2015 to Nov 15, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Dec 6, 2013 to Nov 24, 2015factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 29, 2013 to Dec 2, 2013factForm ADV

Dated events

No dated event names this entity yet.