DFX Intelligence

M•••••• M••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)12 years in industry

M•••••• M••• B•••••

Advisor at E•••••• E••••• L••

SAN MATEO, CA | Columbia, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cad3f0af-91dc-1b50-4f64-0a5c70e74da4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Oct 3, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• E••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• E••••• L••	Bd affiliated wealth	Mar 3, 2026	n/a	yes	Columbia, MD\|SAN MATEO, CA	Current employment
S••••••••• F•••••• L••	State registered	Aug 27, 2025	Jan 28, 2026	no	Columbia, MD\|TUSTIN, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• F•••••• L••	E•••••• E••••• L••	Jan 28, 2026	Mar 3, 2026	34	Firm change	Other
R•••••••• W•••••	S••••••••• F•••••• L••	Jun 5, 2025	Aug 27, 2025

Relationships

Registered with (3)

→ E•••••• E••••• L••Registered adviserregistration: current employment
Mar 3, 2026 to presentfactForm ADV
→ S••••••••• F•••••• L••Registered adviserregistration: previous registration
Aug 27, 2025 to Jan 28, 2026factForm ADV
→ R•••••••• W•••••Registered adviserregistration: previous registration
Oct 3, 2024 to Jun 5, 2025factForm ADV

Dated events

Occurred
Jan 28, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cad3f0af-91dc-1b50-4f64-0a5c70e74da4
First observed: Oct 3, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.