RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M••• B•••••
- E•••••• E••••• L•• BD affiliated currentsince Mar 3, 2026 · Columbia, Md
- S••••••••• F•••••• L•• state registeredAug 27, 2025 to Jan 28, 2026 · Columbia, Md
- R•••••••• W••••• state registeredOct 3, 2024 to Jun 5, 2025 · Las Vegas, Nv
- S••••••••• F•••••• L•• to E•••••• E••••• L••left Jan 28, 2026, registered Mar 3, 2026 (34 days) · Other
- R•••••••• W••••• to S••••••••• F•••••• L••left Jun 5, 2025, registered Aug 27, 2025 (83 days) · Other
- M•••••• M••• B••••• left S••••••••• F•••••• L•• for E•••••• E••••• L•• (registered 2026-03-03)Jan 28, 2026 · Advisor changed firm · fact
- M•••••• M••• B••••• left R•••••••• W••••• for S••••••••• F•••••• L•• (registered 2025-08-27)Jun 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address