DFX Intelligence

S•••• F•••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S•••• F•••••••• S•••••••• L••

CRD 168588

MELBOURNE, FL

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Search this name across graphsid dfx:ria:cad68d80-a9c9-14f9-72a4-8ce762a7b953

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 9, 2026 to Mar 9, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $18.4M••• Locked
Discretionary RAUM: $18.3M
Private client RAUM: $17.9Mderived••• Locked
Private client share: 97%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• J••••• C••••	n/a	MELBOURNE, FL	0	24	4	no
L••• A•••••• O•••••••	n/a	MELBOURNE, FL	0	24

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	n/a	0	0	0	2	0

Relationships

Registered with (2)

← R••••• J••••• C••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← L••• A•••••• O•••••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cad68d80-a9c9-14f9-72a4-8ce762a7b953
First observed: Mar 9, 2026
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.