DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••• F•••••••• S•••••••• L••
MELBOURNE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• F•••••••• S•••••••• L•• | State registered | Jan 1, 2026 | n/a | yes | MELBOURNE, FL | Current employment |
| S••••••••• A•••••• A•••••••• I••• | Former SEC adviser | Dec 7, 2012 | Oct 23, 2013 | no | MELBOURNE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S••••••••• A•••••• A•••••••• I••• | S•••• F•••••••• S•••••••• L•• | Oct 23, 2013 | Jan 1, 2026 | 4,453 | Firm change after gap | Other |
| I•••••••• S••••••• C••••••• I••• | S••••••••• A•••••• A•••••••• I••• | Dec 31, 2012 | Dec 7, 2012 |
| I•••••••• S••••••• C••••••• I••• | Former SEC adviser | Apr 15, 2005 | Dec 31, 2012 | no | SUFFOLK, VA|MELBOURNE, FL|SUFFOLK, VA|MELBOURNE, FL | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Apr 16, 2003 | Mar 21, 2005 | no | MELBOURNE, FL | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jul 19, 2002 | Apr 1, 2003 | no | INDIALANTIC, FL | Previous registration |
| -24 |
| Firm change |
| Other |
| L•• F•••••••• L•• | I•••••••• S••••••• C••••••• I••• | Mar 21, 2005 | Apr 15, 2005 | 25 | Firm change | Other |
| M••••• S•••••• D• I••• | L•• F•••••••• L•• | Apr 1, 2003 | Apr 16, 2003 | 15 | Firm change | Other |