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Advisor at SECOND HALF FINANCIAL PARTNERS, LLC
SEBRING, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECOND HALF FINANCIAL PARTNERS, LLC | Independent wealth | Oct 22, 2012 | n/a | yes | SEBRING, FL | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 13, 2009 | Dec 31, 2016 | no | SEBRING, FL|SEBRING, FL | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 10, 2007 | Oct 1, 2009 | no | FORT MILL, SC|FT. WALTON BEACH, FL|SAN DIEGO, CA | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Sep 7, 2006 | Sep 17, 2009 | no | SEBRING, FL|CHARLOTTE, NC|SEBRING, FL|SEBRING, FL | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Feb 11, 2004 | Oct 10, 2006 | no | SEBRING, FL|SEBRING, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | SECOND HALF FINANCIAL PARTNERS, LLC | Dec 31, 2016 | Oct 22, 2012 | -1,531 | Firm change after gap | Other |
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 1, 2009 | Oct 13, 2009 | 12 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | LPL FINANCIAL LLC | Sep 17, 2009 | Dec 10, 2007 | -647 | Firm change after gap | Other |
| INVESTMENT CENTERS OF AMERICA, INC. | UVEST FINANCIAL SERVICES GROUP, INC. | Oct 10, 2006 | Sep 7, 2006 | -33 | Firm change after gap | Other |