DFX Intelligence

R•••••• C• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

R•••••• C• L•••••••

Advisor at M•••••••• A•••• M••••••••• G••••• L••

AVON, CT

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Search this name across graphsid dfx:ria:cadfb1fa-8de1-5e84-61d5-35f8d416dd23

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 6, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••••• A•••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••••• A•••• M••••••••• G••••• L••	Independent wealth	Aug 16, 2018	n/a	yes	AVON, CT	Current employment
E••••• J••••	National bd RIA	Mar 28, 2018	Aug 10, 2018	no	Milford, CT\|ST LOUIS, MO\|MILFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	M•••••••• A•••• M••••••••• G••••• L••	Aug 10, 2018	Aug 16, 2018	6	Firm change	Ibd to RIA
B•••••••••	E••••• J••••	Jun 22, 2016	Mar 28, 2018

Relationships

Registered with (5)

→ M•••••••• A•••• M••••••••• G••••• L••Registered adviserregistration: current employment
Aug 16, 2018 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 28, 2018 to Aug 10, 2018factForm ADV
→ B•••••••••Registered adviserregistration: previous registration
May 15, 2013 to Jun 22, 2016factForm ADV
→ W•••••• • R•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cadfb1fa-8de1-5e84-61d5-35f8d416dd23
First observed: Feb 6, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.