DFX Intelligence

T••••• S•••••• V•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

T••••• S•••••• V•••••••

Advisor at C••••• P••••••• L••

West Jordan, UT | NEW YORK, NY

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Search this name across graphsid dfx:ria:caee466f-75ec-5095-03dc-db54d8c77267

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 10, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 6, 2026	n/a	yes	West Jordan, UT\|NEW YORK, NY	Current employment
A••••• P•••••• W•••••• L••	Former SEC adviser	Apr 10, 2023	Feb 18, 2026	no	West Jordan, UT\|A•••••, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• P•••••• W•••••• L••	C••••• P••••••• L••	Feb 18, 2026	Jan 6, 2026	-43	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
304344:151559:TX:2026-02-18	Feb 18, 2026	Jan 6, 2026	A•••••, TX	Firm change after gap

Relationships

Registered with (2)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ A••••• P•••••• W•••••• L••Registered adviserregistration: previous registration
Apr 10, 2023 to Feb 18, 2026factForm ADV

Dated events

Occurred
Feb 18, 2026
Advisor changed firm
T••••• S•••••• V••••••• left A••••• P•••••• W•••••• L•• for C••••• P••••••• L•• (registered 2026-01-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:caee466f-75ec-5095-03dc-db54d8c77267
First observed: Apr 10, 2023
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.