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Advisor at WELLS FARGO ADVISORS
LAKEWOOD, CO | ALBUQUERQUE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 6, 2026 | n/a | yes | LAKEWOOD, CO|ALBUQUERQUE, NM | Current employment |
| FISHER INVESTMENTS | Independent wealth | Aug 15, 2007 | Feb 7, 2008 | no | VANCOUVER, WA|PLANO, TX | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | May 10, 2005 | May 23, 2006 | no | PORTLAND , OR|PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | WELLS FARGO ADVISORS | Feb 7, 2008 | Apr 6, 2026 | 6,633 | Firm change after gap | Other |
| TD AMERITRADE, INC. | FISHER INVESTMENTS | May 23, 2006 | Aug 15, 2007 | 449 | Firm change after gap | Other |