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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

STEPHEN JOHN GEREK

Advisor at ALIGHT FINANCIAL ADVISORS, LLC

Ponte Vedra Beach, FL | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:caf934b7-0c1c-504a-9e8c-b126b32f1da5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALIGHT FINANCIAL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Dec 20, 1984
First registration: Oct 28, 2009
Dual registered: yes, broker-dealer
Other names: STEVE GEREK
IAPD individual key: 1328362

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALIGHT FINANCIAL ADVISORS, LLC	Independent wealth	Jun 11, 2021	n/a	yes	Ponte Vedra Beach, FL\|CHARLOTTE, NC	Current employment
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Aug 19, 2016	Feb 22, 2021	no	PONTE VEDRA BEACH, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Nov 12, 2015	Dec 31, 2016	no	PONTE VEDRA BEACH, FL\|ORLANDO, FL	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Nov 6, 2014	Apr 13, 2015	no	JACKSONVILLE, FL	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 24, 2012	Apr 8, 2013	no	JACKSONVILLE, FL	Previous registration
MERRIMAC CORPORATE SECURITIES, INC.	n/a	Oct 28, 2009	Dec 31, 2010	no	ALTAMONTE SPRINGS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUIST ADVISORY SERVICES, INC.	ALIGHT FINANCIAL ADVISORS, LLC	Feb 22, 2021	Jun 11, 2021	109	Firm change	Ibd to RIA
SUNTRUST INVESTMENT SERVICES, INC.	TRUIST ADVISORY SERVICES, INC.	Dec 31, 2016	Aug 19, 2016	-134	Bulk transfer	Other
CUSO FINANCIAL SERVICES, L.P.	SUNTRUST INVESTMENT SERVICES, INC.	Apr 13, 2015	Nov 12, 2015	213	Firm change	Other
STRATEGIC ADVISERS LLC	CUSO FINANCIAL SERVICES, L.P.	Apr 8, 2013	Nov 6, 2014	577	Firm change after gap	Other
MERRIMAC CORPORATE SECURITIES, INC.	STRATEGIC ADVISERS LLC	Dec 31, 2010	Feb 24, 2012	420	Firm change after gap	Other

Relationships

Registered with (6)

→ ALIGHT FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Jun 11, 2021 to presentfactForm ADV
→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 19, 2016 to Feb 22, 2021factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 12, 2015 to Dec 31, 2016factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Nov 6, 2014 to Apr 13, 2015factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 24, 2012 to Apr 8, 2013factForm ADV
→ MERRIMAC CORPORATE SECURITIES, INC.Registered adviserregistration: previous registration
Oct 28, 2009 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.