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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

MANUEL MARTIN MORAL

Advisor at UNITED BROKERAGE SERVICES INC

ROCKVILLE, MD | BETHESDA, MD | VIENNA, VA | Washington, DC | Silver Spring, MD

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Search this name across graphsid dfx:ria:cb030446-a28d-db8e-6508-4460be85a882

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UNITED BROKERAGE SERVICES INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Mar 28, 2005
First registration: Apr 1, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4875405

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UNITED BROKERAGE SERVICES INC	Bd affiliated wealth	Apr 16, 2018	n/a	yes	ROCKVILLE, MD\|BETHESDA, MD\|VIENNA, VA\|Washington, DC\|Silver Spring, MD\|Washington, DC	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 14, 2016	Apr 6, 2018	no	ROCKVILLE, MD	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Apr 27, 2010	Sep 23, 2013	no	MELVILLE, NY	Previous registration
CHEVY CHASE FINANCIAL SERVICES	n/a	Apr 1, 2005	May 7, 2010	no	BETHESDA, MD\|BETHESDA, MD\|BETHSEDA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	UNITED BROKERAGE SERVICES INC	Apr 6, 2018	Apr 16, 2018	10	Firm change	Ibd to RIA
CAPITAL ONE FINANCIAL ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	Sep 23, 2013	Dec 14, 2016	1,178	Firm change after gap	Other
CHEVY CHASE FINANCIAL SERVICES	CAPITAL ONE FINANCIAL ADVISORS LLC	May 7, 2010	Apr 27, 2010	-10	Bulk transfer	Other

Relationships

Registered with (4)

→ UNITED BROKERAGE SERVICES INCRegistered adviserregistration: current employment
Apr 16, 2018 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Dec 14, 2016 to Apr 6, 2018factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Apr 27, 2010 to Sep 23, 2013factForm ADV
→ CHEVY CHASE FINANCIAL SERVICESRegistered adviserregistration: previous registration
Apr 1, 2005 to May 7, 2010factForm ADV

Dated events

No dated event names this entity yet.