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G••• L••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)43 years in industry

G••• L••• G••••••

Advisor at O•••• W•••••• I•••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:cb05d423-42ad-5516-6ad2-cea31c889c6e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 1982earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jan 10, 2024	n/a	yes	SAN DIEGO, CA	Current employment
M•• S••••••••• L••	No RAUM reported	Sep 1, 2015	Apr 30, 2024	no	San Diego, CA\|SAN DIEGO, CA\|NEW YORK, NY\|Boston, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• S••••••••• L••	O•••• W•••••• I•••	Apr 30, 2024	Jan 10, 2024	-111	Firm change after gap	Other
S•••••••• F••••••••• I•••	M•• S••••••••• L••	Sep 1, 2023

Relationships

Registered with (6)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jan 10, 2024 to presentfactForm ADV
→ M•• S••••••••• L••Registered adviserregistration: previous registration
Sep 1, 2015 to Apr 30, 2024factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2005 to Sep 1, 2023factForm ADV
→ M•• S••••••••• L••

Dated events

Occurred
Apr 30, 2024
Advisor changed firm
G••• L••• G•••••• left M•• S••••••••• L•• for O•••• W•••••• I••• (registered 2024-01-10)
Form ADVobserved 7 days ago
Occurred
Sep 1, 2023
Advisor changed firm
G••• L••• G•••••• left S•••••••• F••••••••• I••• for M•• S••••••••• L•• (registered 2014-11-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb05d423-42ad-5516-6ad2-cea31c889c6e
First observed: May 15, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.