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F••••• H•••• Y•••• A•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

F••••• H•••• Y•••• A•••

Advisor at S•••••••• A••••••• L••

HOUSTON, TX

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Search this name across graphsid dfx:ria:cb07775c-bb47-f63a-bb8b-28a458db1c12

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 21, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A••••••• L••	National bd RIA	Mar 31, 2025	n/a	yes	HOUSTON, TX	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	May 6, 2024	Mar 31, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	S•••••••• A••••••• L••	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
I••••••• A••••••• S•••••••• L••	F••••••• P••••••• A•• W•••••••• A•••••••	Dec 4, 2023

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
110476:282589:TX:2023-11-30	Dec 1, 2023	Dec 1, 2023	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ S•••••••• A••••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
May 6, 2024 to Mar 31, 2025factForm ADV
→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Dec 1, 2023 to Dec 4, 2023factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
F••••• H•••• Y•••• A••• left I••••••• A••••••• S•••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-05-06)
Form ADVobserved 6 days ago
Occurred
Dec 1, 2023
Advisor changed firm
F••••• H•••• Y•••• A••• left P•• M•••••• A•••••• S••••••••• I••• for I••••••• A••••••• S•••••••• L•• (registered 2023-12-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb07775c-bb47-f63a-bb8b-28a458db1c12
First observed: Mar 21, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.