DFX Intelligence
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Reading the graph
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Advisor at O•••• P•••••••• S••••••••• L••
OMAHA, NE | Berwyn, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Jan 17, 2023 | n/a | yes | OMAHA, NE|Berwyn, PA | Current employment |
| O•••• P•••••••• S••••••••• L•• | Former SEC adviser | Jan 10, 2022 | Jan 6, 2023 | no | Berwyn, PA|OMAHA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Jan 6, 2023 | Jan 17, 2023 | 11 | Bulk transfer | RIA to ibd |
| O•••• P•••••••• S••••••••• L•• | O•••• P•••••••• S••••••••• L•• | Dec 31, 2021 | Jan 10, 2022 |
| O•••• P•••••••• S••••••••• L•• | Bd affiliated wealth | Oct 16, 2020 | Dec 31, 2021 | no | OMAHA, NE | Previous registration |
| B•••••• C•••••• I•• | Former SEC adviser | Aug 19, 2014 | Oct 16, 2020 | no | BERWYN, PA | Previous registration |
| 10 |
| Bulk transfer |
| Ibd to RIA |
| B•••••• C•••••• I•• | O•••• P•••••••• S••••••••• L•• | Oct 16, 2020 | Oct 16, 2020 | 0 | Bulk transfer | Ibd to ibd |