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RIA / WealthAdvisor25 years in industry

JASON MICHAEL GORDO

Advisor at MODERN WEALTH MANAGEMENT, LLC

MONTEREY, CA | KANSAS CITY, MO

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 30, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MODERN WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 1, 2001
First registration: Oct 30, 2001
Dual registered: no
Other names: JASON MICHAEL GORDO|JASON GORDO
IAPD individual key: 4350600

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MODERN WEALTH MANAGEMENT, LLC	Independent wealth	Apr 18, 2023	n/a	yes	MONTEREY, CA\|KANSAS CITY, MO	Current employment
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Aug 29, 2014	Dec 16, 2022	no	MODESTO, CA\|Monterey, CA	Previous registration
VALLEY WEALTH, INC.	Former SEC adviser	Mar 7, 2008	Dec 31, 2014	no	MODESTO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Oct 30, 2001	Mar 25, 2008	no	MODESTO, CA\|MODESTO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UNITED CAPITAL FINANCIAL ADVISORS	MODERN WEALTH MANAGEMENT, LLC	Dec 16, 2022	Apr 18, 2023	123	Firm change	Ibd to new firm
VALLEY WEALTH, INC.	UNITED CAPITAL FINANCIAL ADVISORS	Dec 31, 2014	Aug 29, 2014	-124	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	VALLEY WEALTH, INC.	Mar 25, 2008	Mar 7, 2008	-18	Firm change	Other

Relationships

Registered with (4)

→ MODERN WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 18, 2023 to presentfactForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Aug 29, 2014 to Dec 16, 2022factForm ADV
→ VALLEY WEALTH, INC.Registered adviserregistration: previous registration
Mar 7, 2008 to Dec 31, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Oct 30, 2001 to Mar 25, 2008factForm ADV

Dated events

Occurred
Dec 16, 2022
Advisor changed firm
Jason Michael Gordo left United Capital Financial Advisors for Modern Wealth Management, Llc (registered 2023-04-18)
Form ADVobserved 5 days ago