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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

Kimberly Ann Barentsen

Advisor at NI ADVISORS

MILPITAS, CA | Walnut Creek, CA | WALNUT CREEK, CA

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Search this name across graphsid dfx:ria:cb0c4cf4-17b9-1353-777b-46e7c2136dd2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Dec 20, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NI ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 11, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 2
Registered states: 1
Exams: S65|S63
First exam: Jan 11, 1991
First registration: Dec 20, 1999
Dual registered: yes, broker-dealer
Other names: KIMBERLY ANN BIETEMA|KIMBERLY ANN BERENTSEN|KIMBERLY ANN BIELEMA
IAPD individual key: 2092280

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NI ADVISORS	State registered	Mar 10, 2026	n/a	yes	Walnut Creek, CA\|MILPITAS, CA\|MILPITAS, CA	Current employment
BARENTSEN ADVISORY SERVICES, LLC	State registered	Jan 1, 2025	n/a	yes	WALNUT CREEK, CA	Current employment
AEGIS CAPITAL CORP.	Bd affiliated wealth	Oct 28, 2024	Mar 20, 2026	no	WALNUT CREEK, CA\|WALNUT CREEK, CA\|NEW YORK, NY	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Apr 6, 2023	Sep 5, 2024	no	Walnut Creek, CA\|SAN DIEGO, CA\|Walnut Creek, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Jul 15, 2022	Mar 24, 2023	no	Walnut Creek, CA	Previous registration
NPB FINANCIAL GROUP, LLC	Former SEC adviser	Nov 12, 2020	Jul 15, 2022	no	Walnut Creek, CA	Previous registration
NPB FINANCIAL GROUP, LLC	Former SEC adviser	Apr 12, 2019	Sep 5, 2020	no	Walnut Creek, CA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Nov 1, 2011	Apr 8, 2019	no	SAN DIEGO, CA\|WALNUT CREEK, CA	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Oct 25, 2011	Oct 31, 2011	no	WALNUT CREAAK, CA\|SAN DIEGO, CA\|WALNUT CREEK, CA	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Jan 10, 2005	Sep 30, 2011	no	TUSTIN, CA\|WALNUT CREEK, CA\|PLEASANT HILL, CA\|TULSA, OK\|LYNNFIELD, MA\|LYNNFIELD, MA\|TULSA, OK	Previous registration
EASTERN POINT ADVISORS INC.	n/a	Dec 20, 1999	Dec 31, 2004	no	PLEASANT HILL, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AEGIS CAPITAL CORP.	BARENTSEN ADVISORY SERVICES, LLC	Mar 20, 2026	Jan 1, 2025	-443	Firm change after gap	Ibd to state RIA
INDEPENDENT FINANCIAL GROUP, LLC	AEGIS CAPITAL CORP.	Sep 5, 2024	Oct 28, 2024	53	Firm change	Ibd to ibd
NPB FINANCIAL GROUP, LLC	INDEPENDENT FINANCIAL GROUP, LLC	Jul 15, 2022	Jul 15, 2022	0	Firm change	RIA to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	NPB FINANCIAL GROUP, LLC	Apr 8, 2019	Apr 12, 2019	4	Firm change	Ibd to RIA
FIRST ALLIED SECURITIES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Oct 31, 2011	Nov 1, 2011	1	Channel change	Other
INVESTORS CAPITAL ADVISORY	FIRST ALLIED SECURITIES, INC.	Sep 30, 2011	Oct 25, 2011	25	Firm change	Other
EASTERN POINT ADVISORS INC.	INVESTORS CAPITAL ADVISORY	Dec 31, 2004	Jan 10, 2005	10	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
137743:7717:CA:2022-07-15	Jul 15, 2022	Jul 15, 2022	WALNUT CREEK, CA	Firm change

Relationships

Registered with (9)

→ NI ADVISORSRegistered adviserregistration: current employment
Mar 10, 2026 to presentfactForm ADV
→ BARENTSEN ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ AEGIS CAPITAL CORP.Registered adviserregistration: previous registration
Oct 28, 2024 to Mar 20, 2026factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Apr 6, 2023 to Sep 5, 2024factForm ADV
→ NPB FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 12, 2020 to Jul 15, 2022factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Nov 1, 2011 to Apr 8, 2019factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Oct 25, 2011 to Oct 31, 2011factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Jan 10, 2005 to Sep 30, 2011factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
Dec 20, 1999 to Dec 31, 2004factForm ADV

Dated events

Occurred
Mar 20, 2026
Advisor changed firm
Kimberly Ann Barentsen left Aegis Capital Corp. for Barentsen Advisory Services, Llc (registered 2025-01-01)
Form ADVobserved 6 days ago
Occurred
Sep 5, 2024
Advisor changed firm
Kimberly Ann Barentsen left Independent Financial Group, Llc for Aegis Capital Corp. (registered 2024-10-28)
Form ADVobserved 6 days ago
Occurred
Jul 15, 2022
Advisor changed firm
Kimberly Ann Barentsen left Npb Financial Group, Llc for Independent Financial Group, Llc (registered 2022-07-15)
Form ADVobserved 6 days ago