DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kimberly Ann Barentsen

Ni Advisorsstate registeredMilpitas, Ca dual registrantIAPD 2092280

Feed of 09/15/2026

Also filed as Kimberly Ann Bietema

At current firm

1 y

since Jan 1, 2025

In the industry

35 y

since Jan 11, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Ni Advisors state registered current
since Mar 10, 2026 · Walnut Creek, Ca
Barentsen Advisory Services, LLC state registered current
since Jan 1, 2025 · Walnut Creek, Ca
Aegis Capital Corp. BD affiliated
Oct 28, 2024 to Mar 20, 2026 · Walnut Creek, Ca
Independent Financial Group, LLC BD affiliated
Apr 6, 2023 to Sep 5, 2024 · Walnut Creek, Ca
Independent Financial Group, LLC BD affiliated
Jul 15, 2022 to Mar 24, 2023 · Walnut Creek, Ca
Npb Financial Group, LLC former
Nov 12, 2020 to Jul 15, 2022 · Walnut Creek, Ca
Npb Financial Group, LLC former
Apr 12, 2019 to Sep 5, 2020 · Walnut Creek, Ca
First Allied Advisory Services, Inc. former
Nov 1, 2011 to Apr 8, 2019 · San Diego, Ca
First Allied Securities, Inc. former
Oct 25, 2011 to Oct 31, 2011 · Walnut Creaak, Ca
Investors Capital Advisory former
Jan 10, 2005 to Sep 30, 2011 · Tustin, Ca
Eastern Point Advisors Inc. unclassified
Dec 20, 1999 to Dec 31, 2004 · Pleasant Hill, Ca

Moves

a registration end followed by a registration begin elsewhere

Aegis Capital Corp. to Barentsen Advisory Services, LLC
left Mar 20, 2026, registered Jan 1, 2025 (-443 days) · Affiliated broker-dealer or bank to a state-registered adviser
Independent Financial Group, LLC to Aegis Capital Corp.
left Sep 5, 2024, registered Oct 28, 2024 (53 days) · Affiliated broker-dealer or bank to another
Npb Financial Group, LLC to Independent Financial Group, LLC
left Jul 15, 2022, registered Jul 15, 2022 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
First Allied Advisory Services, Inc. to Npb Financial Group, LLC
left Apr 8, 2019, registered Apr 12, 2019 (4 days) · Affiliated broker-dealer or bank to independent RIA
First Allied Securities, Inc. to First Allied Advisory Services, Inc.
left Oct 31, 2011, registered Nov 1, 2011 (1 days) · channel change inside one enterprise, not a move
Investors Capital Advisory to First Allied Securities, Inc.
left Sep 30, 2011, registered Oct 25, 2011 (25 days) · Other
Eastern Point Advisors Inc. to Investors Capital Advisory
left Dec 31, 2004, registered Jan 10, 2005 (10 days) · corporate re-registration, not a move

Signals

Kimberly Ann Barentsen left Aegis Capital Corp. for Barentsen Advisory Services, Llc (registered 2025-01-01)
Mar 20, 2026 · Advisor changed firm · fact
Kimberly Ann Barentsen left Independent Financial Group, Llc for Aegis Capital Corp. (registered 2024-10-28)
Sep 5, 2024 · Advisor changed firm · fact
Kimberly Ann Barentsen left Npb Financial Group, Llc for Independent Financial Group, Llc (registered 2022-07-15)
Jul 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address