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Advisor at PERENNIAL FINANCIAL SERVICES
REDONDO BEACH, CA | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PERENNIAL FINANCIAL SERVICES | Independent wealth | Jul 2, 2024 | n/a | yes | LOS ANGELES, CA|REDONDO BEACH, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 10, 2016 | Jul 5, 2024 | no | EL SEGUNDO, CA|ROLLING HILLS ESTATES, CA|REDONDO BEACH, CA|REDONDO BEACH, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 27, 2013 | Jul 1, 2016 | no | Rolling Hills Estates, CA|El Segundo, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PERENNIAL FINANCIAL SERVICES | Jul 5, 2024 | Jul 2, 2024 | -3 | Firm change | Wirehouse to RIA |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jul 1, 2016 | Jun 10, 2016 | -21 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:7691:CA:2016-06-24 | Jul 1, 2016 | Jun 10, 2016 | EL SEGUNDO, CA | Firm change |