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RIA / WealthAdvisorChartered Financial Analyst24 years in industry

PHILIP HENRY WEISS

Advisor at APPRISE WEALTH MANAGEMENT LLC

FREDERICK, MD | PHOENIX, MD

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Search this name across graphsid dfx:ria:cb1b0969-0fef-f2e9-2bc7-1283f9b53545

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APPRISE WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 2
Registered states: 6
Designations: Chartered Financial Analyst
First registration: Apr 6, 2010
Dual registered: no
IAPD individual key: 4619842

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BESTGATE WEALTH ADVISORS, LLC	Independent wealth	Sep 16, 2019	n/a	yes	FREDERICK, MD	Current employment
APPRISE WEALTH MANAGEMENT LLC	State registered	Jul 12, 2017	n/a	yes	PHOENIX, MD	Current employment
FOUNDATION WEALTH & TAX ADVISORS, LLC	State registered	Apr 29, 2022	Apr 25, 2025	no	Phoenix, MD\|ANNAPOLIS, MD	Previous registration
APPRISE WEALTH MANAGEMENT LLC	State registered	Jul 12, 2017	Apr 25, 2025	no	PHOENIX, MD	Previous registration
BALTIMORE-WASHINGTON FINANCIAL ADVISORS	Independent wealth	Jun 6, 2013	Sep 9, 2016	no	COLUMBIA, MD	Previous registration
SIA CAPITAL MANAGEMENT INC.	n/a	Apr 17, 2013	Jun 13, 2013	no	FORT PLAIN, NY	Previous registration
CONSERVATIVE EQUITY INVESTMENT ADVISORS	State registered	Apr 6, 2010	Nov 10, 2010	no	GLOVERSVILLE, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOUNDATION WEALTH & TAX ADVISORS, LLC	n/a	Apr 25, 2025	n/a	n/a	Departure no registered destination	Departure
BALTIMORE-WASHINGTON FINANCIAL ADVISORS	APPRISE WEALTH MANAGEMENT LLC	Sep 9, 2016	Jul 12, 2017	306	Firm change	Other
SIA CAPITAL MANAGEMENT INC.	BALTIMORE-WASHINGTON FINANCIAL ADVISORS	Jun 13, 2013	Jun 6, 2013	-7	Firm change	Other
CONSERVATIVE EQUITY INVESTMENT ADVISORS	SIA CAPITAL MANAGEMENT INC.	Nov 10, 2010	Apr 17, 2013	889	Firm change after gap	Other

Relationships

Registered with (6)

→ BESTGATE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Sep 16, 2019 to presentfactForm ADV
→ APPRISE WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jul 12, 2017 to Apr 25, 2025factForm ADV
→ FOUNDATION WEALTH & TAX ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 29, 2022 to Apr 25, 2025factForm ADV
→ BALTIMORE-WASHINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jun 6, 2013 to Sep 9, 2016factForm ADV
→ SIA CAPITAL MANAGEMENT INC.Registered adviserregistration: previous registration
Apr 17, 2013 to Jun 13, 2013factForm ADV
→ CONSERVATIVE EQUITY INVESTMENT ADVISORSRegistered adviserregistration: previous registration
Apr 6, 2010 to Nov 10, 2010factForm ADV

Dated events

Occurred
Apr 25, 2025
Advisor departed, no destination yet
Philip Henry Weiss no longer registered at Foundation Wealth & Tax Advisors, Llc; no later IA registration on IAPD
Form ADVobserved 6 days ago