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CRD 317596
ANNAPOLIS, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Matthew Robert Costa | Certified Financial Planner | Charlotte, NC | ANNAPOLIS, MD | 4 | 14 | 4 | no |
| Alexander VASILIS Halavazis | n/a | CHARLOTTE, NC | Charlotte, NC | ANNAPOLIS, MD | 4 | 13 | n/a | no |
| GLEN EDWARD FROST | Certified Financial Planner | ANNAPOLIS, MD | 3 | 14 | 2 | no |
| Joseph Thomas Hill | n/a | ANNAPOLIS, MD | 3 | 12 | 2 | no |
| Christopher Joseph Williams | Certified Financial Planner | ANNAPOLIS, MD | 3 | 9 | 1 | no |
| GRAHAM PATRICK MULL | Certified Financial Planner | ANNAPOLIS, MD | Charlotte, NC | 2 | 16 | 1 | no |
| David Mathew Staab | n/a | ANNAPOLIS, MD | Charlotte, NC | 1 | 12 | n/a | no |
| Scott Lee Shively | Certified Financial Planner | ANNAPOLIS, MD | 0 | 10 | n/a | no |
| Allen Kellam Ayers | Certified Financial Planner | ANNAPOLIS, MD | 0 | 23 | 8 | no |
| JOHN ANTHONY FAGGIO | Certified Financial Planner | ANNAPOLIS, MD | 0 | 32 | 3 | no |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | n/a | 0 | 0 | 0 | 3 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| BESTGATE WEALTH ADVISORS, LLC | 5 | Nov 3, 2022 | Jan 20, 2026 | FREDERICK, MD | Team lift out | RIA to state RIA | 45.5% |