DFX Intelligence

K•••• P•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)45 years in industry

K•••• P•••• S••••

Advisor at J• W• C••• A•••••••• I•••

TAMPA, FL | State College, PA

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Search this name across graphsid dfx:ria:cb1bfe40-f017-69e3-8d9e-8ba31a88902a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 5, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Aug 1, 2023	n/a	yes	TAMPA, FL\|State College, PA	Current employment
G•••• P•••• A•••••••• L••	Former SEC adviser	Apr 1, 2021	Aug 1, 2023	no	ROCKVILLE, MD\|State College, PA\|ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• P•••• A•••••••• L••	J• W• C••• A•••••••• I•••	Aug 1, 2023	Aug 1, 2023	0	Firm change	Ibd to ibd
H• B•••• I•••	G•••• P•••• A•••••••• L••	Apr 1, 2021	Apr 1, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
313171:112294:MD:2023-08-01	Aug 1, 2023	Aug 1, 2023	ROCKVILLE, MD	Firm change

Relationships

Registered with (5)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Aug 1, 2023 to presentfactForm ADV
→ G•••• P•••• A•••••••• L••Registered adviserregistration: previous registration
Apr 1, 2021 to Aug 1, 2023factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
May 31, 2013 to Apr 1, 2021factForm ADV
→ V•••• C••••••• I•••

Dated events

Occurred
Aug 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb1bfe40-f017-69e3-8d9e-8ba31a88902a
First observed: Sep 18, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.