DFX Intelligence

L••• J•••• T•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

L••• J•••• T•••••••••

Advisor at B••••• W••••• M••••••••• L••

BEDFORD, NH

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Search this name across graphsid dfx:ria:cb1f6046-5fe2-37f0-8112-a2b409a848d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• M••••••••• L••	Independent wealth	Dec 4, 2018	n/a	yes	BEDFORD, NH	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 30, 2018	Oct 16, 2018	no	DANVERS, MA\|LONDONDERRY, NH\|DANVERS, MA\|BOSTON, MA\|LONDONDERRY, NH\|Danvers, MA\|BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	B••••• W••••• M••••••••• L••	Oct 16, 2018	Dec 4, 2018	49	Firm change	Wirehouse to RIA
S•••••••• A••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Apr 5, 2018	Apr 30, 2018

Relationships

Registered with (3)

→ B••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 4, 2018 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 30, 2018 to Oct 16, 2018factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 31, 2015 to Apr 5, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb1f6046-5fe2-37f0-8112-a2b409a848d7
First observed: Aug 31, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.