DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KESTRA ADVISORY SERVICES, LLC
AUSTIN, TX | Tucson, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Sep 30, 2025 | n/a | yes | Tucson, AZ|AUSTIN, TX | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 27, 2018 | Sep 30, 2025 | no | Tucson, AZ|SAN DIEGO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 5, 2006 | Aug 28, 2018 | no | TUCSON, AZ|TUCSON, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | KESTRA ADVISORY SERVICES, LLC | Sep 30, 2025 | Sep 30, 2025 | 0 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | COMMONWEALTH FINANCIAL NETWORK | Aug 28, 2018 | Aug 27, 2018 | -1 | Firm change | Wirehouse to ibd |