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Advisor at MML INVESTORS SERVICES, LLC
SPRINGFIELD, MA | Plymouth, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Dec 1, 2021 | n/a | yes | SPRINGFIELD, MA|Plymouth, MA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 11, 2013 | Nov 8, 2021 | no | HYANNIS, MA | Previous registration |
| MMC SECURITIES LLC | Former SEC adviser | Jul 14, 2009 | Apr 2, 2012 | no | ANDOVER, MA|ANDOVER, MA|NORWOOD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MML INVESTORS SERVICES, LLC | Nov 8, 2021 | Dec 1, 2021 | 23 | Firm change | Wirehouse to ibd |
| MMC SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 2, 2012 | Sep 11, 2013 | 527 | Firm change after gap | Other |