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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

MICHAEL JAMES KEEVER

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Bellevue, WA | Sammamish, WA

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Search this name across graphsid dfx:ria:cb4e8b50-65ba-eb8c-5d9c-27c47156986f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 20, 1982
First registration: Jan 31, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1040771

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 23, 2023	n/a	yes	Sammamish, WA\|Bellevue, WA	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 14, 2014	Feb 27, 2023	no	Bellevue, WA	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Nov 28, 2012	Feb 19, 2014	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration
M HOLDINGS SECURITIES, INC.	Bd affiliated wealth	Feb 13, 2007	Nov 19, 2012	no	PORTLAND, OR\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jan 31, 2000	Oct 29, 2004	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 27, 2023	Feb 23, 2023	-4	Firm change	Ibd to ibd
CETERA ADVISOR NETWORKS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 19, 2014	Feb 14, 2014	-5	Firm change	Other
M HOLDINGS SECURITIES, INC.	CETERA ADVISOR NETWORKS LLC	Nov 19, 2012	Nov 28, 2012	9	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	M HOLDINGS SECURITIES, INC.	Oct 29, 2004	Feb 13, 2007	837	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:149018:WA:2023-02-24	Feb 27, 2023	Feb 23, 2023	BELLEVUE, WA	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Feb 23, 2023 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 14, 2014 to Feb 27, 2023factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Nov 28, 2012 to Feb 19, 2014factForm ADV
→ M HOLDINGS SECURITIES, INC.Registered adviserregistration: previous registration
Feb 13, 2007 to Nov 19, 2012factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 31, 2000 to Oct 29, 2004factForm ADV

Dated events

Occurred
Feb 27, 2023
Advisor changed firm
Michael James Keever left Ameriprise Financial Services, Llc for Raymond James Financial Services Advisors, Inc (registered 2023-02-23)
Form ADVobserved 4 days ago