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T•• I•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

T•• I•••••••••

T•• I•••••••••, LLC, CRD 145901

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:cb531cfe-08a0-dcd1-511b-56333a46b4f7

Data as of Jul 17, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2012 to Jul 17, 2012
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $66.3MItem 5.F on the latest filing (2012-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $59.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• S•••••• B••••	MANAGING MEMBER	C	yes	05/2012	Jun 4, 2012	Jul 17, 2012
K••••••••• G••••••• A•	VICE PRESIDENT, DIRECTOR OF MARKETING	Na	yes	04/2009	Feb 15, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEWPORT BEACH	CA	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Mar 29, 2012	$66.3M	$59.1M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$66.3M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Controls (3)

← W••••• T•••• R••••••OwnerMANAGING MEMBER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Feb 15, 2012 to presentfactForm ADV
← A••••••• S•••••• B••••OwnerMANAGING MEMBER, ownership code C, individual
Jun 4, 2012 to presentfactForm ADV
← K••••••••• G••••••• A•OwnerVICE PRESIDENT, DIRECTOR OF MARKETING, ownership code NA, individual
Feb 15, 2012 to presentfactForm ADV

Registered with (3)

← T••• R•••••• W••••Advisor

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb531cfe-08a0-dcd1-511b-56333a46b4f7
First observed: Feb 15, 2012
Last observed: Jul 17, 2012 172 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.