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Advisor at C•••••••
Costa Mesa, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• | Institutional manager | Feb 18, 2026 | n/a | yes | Costa Mesa, CA | Current employment |
| L••••• M••••••••• C• I•• | Former SEC adviser | Nov 15, 2012 | Oct 30, 2013 | no | SAN JOSE, CA|CUPERTINO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• C•••• I••••••••• L•• | L••••• M••••••••• C• I•• | Apr 30, 2026 | Nov 15, 2012 | -4,914 | Firm change after gap | Other |
| L••••• M••••••••• C• I•• | C••••••• | Oct 30, 2013 | Feb 18, 2026 |
| A•••• C•••• I••••••••• L•• | Former SEC adviser | Dec 8, 2011 | Apr 30, 2026 | no | NEWPORT BEACH, CA|COSTA MESA, CA | Previous registration |
| T•• I••••••••• | Former SEC adviser | Jan 10, 2008 | Dec 20, 2012 | no | LOS ANGELES, CA|NEWPORT BEACH, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Dec 18, 1997 | Jan 28, 2008 | no | LOS ANGELES, CA | Previous registration |
| 4,494 |
| Firm change after gap |
| Other |
| T•• I••••••••• | A•••• C•••• I••••••••• L•• | Dec 20, 2012 | Dec 8, 2011 | -378 | Firm change after gap | Other |
| L•• F•••••••• L•• | T•• I••••••••• | Jan 28, 2008 | Jan 10, 2008 | -18 | Firm change | Other |