DFX Intelligence

K•••• H•••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

K•••• H•••• K•••••

Advisor at A•••••••• C•••••• W••••• M••••••••• L••

The Villages, FL | RED BANK, NJ

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Search this name across graphsid dfx:ria:cb5a6119-37ac-b1ab-c08d-cfaa1f536b90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Jul 11, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• W••••• M••••••••• L••	Independent wealth	Jan 29, 2026	n/a	yes	RED BANK, NJ\|The Villages, FL	Current employment
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Jun 9, 2025	Jan 23, 2026	no	Ocala, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• F••• I••••••••• M••••••••• C••••	A•••••••• C•••••• W••••• M••••••••• L••	Jan 23, 2026	Jan 29, 2026	6	Firm change	Other
M•• I•••••••• S•••••••• L••	S•••• F••• I••••••••• M••••••••• C••••	Mar 11, 2025	Jun 9, 2025

Relationships

Registered with (4)

→ A•••••••• C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 29, 2026 to presentfactForm ADV
→ S•••• F••• I••••••••• M••••••••• C••••Registered adviserregistration: previous registration
Jun 9, 2025 to Jan 23, 2026factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 26, 2025 to Mar 11, 2025factForm ADV
→ E••••• J••••

Dated events

Occurred
Jan 23, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 11, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 24, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb5a6119-37ac-b1ab-c08d-cfaa1f536b90
First observed: Jul 11, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.