DFX Intelligence

M•••••• R••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M•••••• R••••• M••••••••

Advisor at V••• R••••••••• A•••••••• L••

WINDSOR, CT | Red Bank, NJ

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Search this name across graphsid dfx:ria:cb6c805d-d819-fce2-698d-7c0f8a40478e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 21, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••• R••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: May 19, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••• R••••••••• A•••••••• L••	Other adviser	Apr 4, 2025	n/a	yes	Red Bank, NJ\|WINDSOR, CT	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Jun 17, 2021	Mar 5, 2025	no	JERSEY CITY, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	V••• R••••••••• A•••••••• L••	Mar 5, 2025	Apr 4, 2025	30	Firm change	Other
M••••• S••••••	F••••••• P••••••• A•• W•••••••• A•••••••	Jan 28, 2020	Jun 17, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:149777:NJ:2016-06-17	Jun 30, 2016	Jul 20, 2016	WEEHAWKEN, NJ	Firm change

Relationships

Registered with (4)

→ V••• R••••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 4, 2025 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jun 17, 2021 to Mar 5, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jul 20, 2016 to Jan 28, 2020factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Mar 5, 2025
Advisor changed firm
M•••••• R••••• M•••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for V••• R••••••••• A•••••••• L•• (registered 2025-04-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb6c805d-d819-fce2-698d-7c0f8a40478e
First observed: May 21, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.