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Advisor at FOCUS INVESTMENT ADVISORS, INC
SOLANA BEACH, CA | CARDIFF, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS QUANTITATIVE METHODS, INC. | State registered | Jan 14, 2020 | n/a | yes | CARDIFF, CA | Current employment |
| FOCUS INVESTMENT ADVISORS, INC | Institutional manager | Dec 5, 2012 | n/a | yes | SOLANA BEACH, CA | Current employment |
| FOCUS QUANTITATIVE METHODS, INC. | State registered | May 20, 2019 | Dec 31, 2019 | no | Oceanside, CA | Previous registration |
| GIRARD SECURITIES, INC. | Former SEC adviser | Mar 2, 2010 | Oct 4, 2011 | no | ENCINITAS, CA|SAN DIEGO, CA | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2005 | Feb 17, 2006 | no | ENCINITAS, CA|PHOENIX, AZ | Previous registration |
| SENTRA SECURITIES CORPORATION | n/a | Dec 16, 1997 | Oct 31, 2005 | no | CARLSBAD, CA | Previous registration |
| FOCUS INVESTMENT ADVISORS, INC | Institutional manager | Jun 3, 1994 | Dec 31, 2011 | no | ENCINITAS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FOCUS INVESTMENT ADVISORS, INC | SENTRA SECURITIES CORPORATION | Dec 31, 2011 | Dec 16, 1997 | -5,128 | Firm change after gap | Other |
| GIRARD SECURITIES, INC. | FOCUS INVESTMENT ADVISORS, INC | Oct 4, 2011 | Dec 5, 2012 | 428 | Firm change after gap | Other |
| SAGEPOINT FINANCIAL, INC. | GIRARD SECURITIES, INC. | Feb 17, 2006 | Mar 2, 2010 | 1,474 | Firm change after gap | Other |
| SENTRA SECURITIES CORPORATION | SAGEPOINT FINANCIAL, INC. | Oct 31, 2005 | Oct 31, 2005 | 0 | Bulk transfer | Other |