DFX Intelligence

J•••••• J•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J•••••• J•••• S•••••

Advisor at L•••• P••• W••••• M•••••••••

MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:cb77cfcc-1622-420f-899e-36f9b6ac5df1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••• P••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••• P••• W••••• M•••••••••	Independent wealth	Mar 29, 2019	n/a	yes	MINNEAPOLIS, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 7, 2007	Apr 3, 2019	no	ARDEN HILLS, MN\|MINNEAPOLIS, MN\|MAPLE GROVE, MN\|EDINA, MN\|LAKE ELMO, MN\|MAPLE GROVE, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	L•••• P••• W••••• M•••••••••	Apr 3, 2019	Mar 29, 2019	-5	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:299007:MN:2019-04-02	Apr 3, 2019	Mar 29, 2019	MAPLE GROVE, MN	Firm change

Relationships

Registered with (2)

→ L•••• P••• W••••• M•••••••••Registered adviserregistration: current employment
Mar 29, 2019 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 7, 2007 to Apr 3, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cb77cfcc-1622-420f-899e-36f9b6ac5df1
First observed: Mar 7, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.