DFX Intelligence

A••• L••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

A••• L••••• A•••••••

Advisor at W••••••••• A•••••••• I•••

PLACERVILLE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••••••• I•••	Independent wealth	Aug 22, 2018	n/a	yes	PLACERVILLE, CA	Current employment
A•••• P•••• A•••••••	Former SEC adviser	Jun 8, 2017	Aug 21, 2018	no	PLACERVILLE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	A•••• P•••• A•••••••	Aug 21, 2018	Jun 8, 2017	-439	Channel change	Other
A•••• P•••• A•••••••	W••••••••• A•••••••• I•••	Aug 21, 2018	Aug 22, 2018

Relationships

Registered with (4)

→ W••••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 22, 2018 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 23, 2009 to Aug 21, 2018factForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Jun 8, 2017 to Aug 21, 2018factForm ADV
→ B••••• • Y•••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 30, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.