DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

MATTHEW RAY BOTT

Advisor at CREATIVEONE SECURITIES, LLC

OVERLAND PARK, KS | Greenwood Village, CO | Highlands Ranch, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cb853f90-32e1-20c7-16b8-8a8d6dddd64a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 3, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CREATIVEONE SECURITIES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 29, 1994
First registration: Jul 3, 2001
Dual registered: yes, broker-dealer
Other names: MATT BOTT
IAPD individual key: 2521201

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CREATIVEONE SECURITIES, LLC	Bd affiliated wealth	Jan 1, 2025	n/a	yes	OVERLAND PARK, KS\|OVERLAND PARK, KS\|Greenwood Village, CO\|Highlands Ranch, CO	Current employment
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Mar 1, 2016	Feb 21, 2018	no	DENVER, CO	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Dec 19, 2013	Mar 1, 2016	no	DENVER, CO	Previous registration
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Jan 14, 2008	Nov 21, 2013	no	GRANTS PASS, OR\|COTTONWOOD HEIGHTS, UT\|PANORA, IA\|Urbandale, IA	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Feb 14, 2003	Jan 9, 2008	no	DENVER, CO\|DENVER, CO\|DENVER, CO	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Jul 3, 2001	Dec 31, 2002	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	CREATIVEONE SECURITIES, LLC	Feb 21, 2018	Jan 1, 2025	2,506	Firm change after gap	Other
PRINCIPAL SECURITIES, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Mar 1, 2016	Mar 1, 2016	0	Firm change	Other
INTEGRITY ALLIANCE, LLC	PRINCIPAL SECURITIES, INC.	Nov 21, 2013	Dec 19, 2013	28	Firm change	Other
PRINCIPAL SECURITIES, INC.	INTEGRITY ALLIANCE, LLC	Jan 9, 2008	Jan 14, 2008	5	Firm change	Other
CETERA ADVISORS LLC	PRINCIPAL SECURITIES, INC.	Dec 31, 2002	Feb 14, 2003	45	Firm change	Other

Relationships

Registered with (5)

→ CREATIVEONE SECURITIES, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Mar 1, 2016 to Feb 21, 2018factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 19, 2013 to Mar 1, 2016factForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Jan 14, 2008 to Nov 21, 2013factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Jul 3, 2001 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.