DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Ray Bott
Feed of 09/15/2026
Also filed as Matt Bott
At current firm
1 y
since Jan 1, 2025
In the industry
32 y
since Jul 29, 1994 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Creativeone Securities, LLC BD affiliated currentsince Jan 1, 2025 · Overland Park, Ks
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerMar 1, 2016 to Feb 21, 2018 · Denver, Co
- Principal Securities, Inc. BD affiliatedDec 19, 2013 to Mar 1, 2016 · Denver, Co
- Integrity Alliance, LLC BD affiliatedJan 14, 2008 to Nov 21, 2013 · Grants Pass, Or
- Principal Securities, Inc. BD affiliatedFeb 14, 2003 to Jan 9, 2008 · Denver, Co
- Cetera Advisors LLC formerJul 3, 2001 to Dec 31, 2002 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Creativeone Securities, LLCleft Feb 21, 2018, registered Jan 1, 2025 (2506 days) · Other
- Principal Securities, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)left Mar 1, 2016, registered Mar 1, 2016 (0 days) · Other
- Integrity Alliance, LLC to Principal Securities, Inc.left Nov 21, 2013, registered Dec 19, 2013 (28 days) · Other
- Principal Securities, Inc. to Integrity Alliance, LLCleft Jan 9, 2008, registered Jan 14, 2008 (5 days) · Other
- Cetera Advisors LLC to Principal Securities, Inc.left Dec 31, 2002, registered Feb 14, 2003 (45 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address