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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

Marcos Alberto Rionda

Advisor at TD PRIVATE CLIENT WEALTH LLC

New York, NY | NEW YORK, NY

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Search this name across graphsid dfx:ria:cb9180aa-89f9-da25-43f2-240d1b087741

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 5, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 16, 2026
First registration: Jun 5, 2009
Dual registered: yes, broker-dealer
Other names: MARCOS A RIONDA|ALBERTO MARCOS RIONDA|MARK A RIONDA|MARK A RIONDA|MARK A RIONDA
IAPD individual key: 2410156

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jul 17, 2026	n/a	yes	New York, NY\|NEW YORK, NY	Current employment
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Apr 15, 2011	Dec 22, 2014	no	TROY, MI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 17, 2010	Feb 28, 2011	no	GROSSE POINTE FARMS, MI\|BIRMINGHAM, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 22, 2010	Aug 19, 2010	no	BLOOMFIELD HILLS, MI	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Nov 18, 2009	no	SOUTHFIELD, MI	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jun 5, 2009	Nov 13, 2009	no	BINGHAM FARMS, MI\|SOUTHFIELD, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	TD PRIVATE CLIENT WEALTH LLC	Dec 22, 2014	Jul 17, 2026	4,225	Firm change after gap	Other
WELLS FARGO ADVISORS	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 28, 2011	Apr 15, 2011	46	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Aug 19, 2010	Nov 17, 2010	90	Firm change	Wirehouse to wirehouse
PNC WEALTH MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 18, 2009	Jan 22, 2010	65	Firm change	Other
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other

Relationships

Registered with (6)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Apr 15, 2011 to Dec 22, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 17, 2010 to Feb 28, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 22, 2010 to Aug 19, 2010factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Nov 18, 2009factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 5, 2009 to Nov 13, 2009factForm ADV

Dated events

No dated event names this entity yet.