DFX Intelligence

P•••••• K••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

P•••••• K••• S••••••

Advisor at M••••• G••••• A••••••• I•••

Walnut Creek, CA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:cba385d6-bf68-dcb3-aa29-67f8a574c1fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 26, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Feb 27, 2019	n/a	yes	Walnut Creek, CA\|SAN FRANCISCO, CA	Current employment
B••••• F•••••••• S•••••••	Independent wealth	Mar 27, 2018	May 13, 2021	no	FREMONT, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• F•••••••• S•••••••	M••••• G••••• A••••••• I•••	May 13, 2021	Feb 27, 2019	-806	Firm change after gap	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	B••••• F•••••••• S•••••••	Nov 19, 2018	Mar 27, 2018

Relationships

Registered with (3)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Feb 27, 2019 to presentfactForm ADV
→ B••••• F•••••••• S•••••••Registered adviserregistration: previous registration
Mar 27, 2018 to May 13, 2021factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Dec 26, 2017 to Nov 19, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cba385d6-bf68-dcb3-aa29-67f8a574c1fa
First observed: Dec 26, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.