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B••••• F•••••••• S•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B••••• F•••••••• S•••••••

CRD 286350

FREMONT, CA

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Search this name across graphsid dfx:ria:73aac84b-47f8-5011-49c8-de1b7c67c221

Data as of Feb 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 20, 2016 to Feb 13, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $177M••• Locked
Discretionary RAUM: $0
Private client RAUM: $173Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $177Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K• K• K•••••• L••••	Certified Financial Planner	FREMONT, CA	9	22	2	yes

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
L••••• K• K•• K••••••	Cco	E	yes	10/2016	Dec 20, 2016	Mar 27, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
MENLO PARK	CA	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$177M	$155M	13.8%	$138M	8.7%	4	5	1	1

Relationships

Registered with (2)

← K• K• K•••••• L••••Advisorregistration: current employment
Jan 19, 2017 to presentfactForm ADV
← PHILLIP KARL SWENSONAdvisorregistration: previous registration
Mar 27, 2018 to May 13, 2021factForm ADV

Controls (1)

← L••••• K• K•• K••••••OwnerCCO, ownership code E, individual
Dec 20, 2016 to Mar 27, 2024factForm ADV

Dated events

Occurred
Dec 20, 2016
First Form ADV filing
Millar Financial Group filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago
Occurred
Dec 20, 2016
Succession filed (Item 4)
Millar Financial Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:73aac84b-47f8-5011-49c8-de1b7c67c221
First observed: Dec 20, 2016
Last observed: Feb 13, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.