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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Matthew William Kaplan

Advisor at NEUBERGER BERMAN BD LLC

SUMMIT, NJ | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbbd3823-cddf-330f-5f0c-dcea0dace471

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Jun 1, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Matthew William Kaplan

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEUBERGER BERMAN BD LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 4, 2021
Dual registered: yes, broker-dealer
IAPD individual key: 5920707

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEUBERGER BERMAN BD LLC	No RAUM reported	Feb 4, 2021	n/a	yes	NEW YORK, NY\|SUMMIT, NJ	Current employment

Relationships

Registered with (1)

→ NEUBERGER BERMAN BD LLCRegistered adviserregistration: current employment
Feb 4, 2021 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbbd3823-cddf-330f-5f0c-dcea0dace471
First observed: Jun 1, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Matthew William Kaplan

Advisor at NEUBERGER BERMAN BD LLC

SUMMIT, NJ | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbbd3823-cddf-330f-5f0c-dcea0dace471

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:00 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

NEUBERGER BERMAN BD LLC

No RAUM reported

Feb 4, 2021

n/a

yes

NEW YORK, NY|SUMMIT, NJ

Current employment